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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-27 |
Branch Locations
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Jericho | NY | 12/2015 | 11/2017 |
| Axa Advisors, Llc | New York | NY | 04/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2018 | 01/2021 |
| Hornor Townsend & Kent Llc | Horsham | PA | 02/2021 | 08/2024 |
| Penn Mutual Life Insurance Company | Horsham | PA | 01/2021 | 08/2024 |
| Independant Support Services | Monticello | NY | 05/2011 | 05/2021 |
| Oppenheimer & Co. Inc. | Jericho | NY | 07/2024 | 06/2025 |
| Lpl Enterprise Llc | White Plains | NY | 04/2026 | Present |
| Unemployed | Bronx | NY | 07/2025 | 03/2026 |
1. 4/21/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Bronx NY - OBA Start date: 03/26/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 4/21/2026 - THOMAS DOONEY N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Bronx NY - OBA Start date: 03/26/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-17 |
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