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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

175 Capital Blvd Suite 205, Rocky Hill, CT 06067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Rocky Hill CT 08/2006 03/2017
Mml Investors Services, Llc Rocky Hill CT 03/2017 Present
Massmutual Life Insurance Co Rocky Hill CT 07/2016 Present
  • 08/2006 → 03/2017
    Metlife Securities Inc.
    Rocky Hill, CT
  • 03/2017 → Present
    Rocky Hill, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Rocky Hill, CT
Previous Registrations
  • 2014-06-18 → 2017-03-25
    Msi Financial Services, Inc.
    Rocky Hill, CT
Other Businesses

Name: Michael A. Morales Inv rel: Y Add: 175 Capital Blvd Suite 205 Rocky Hill, CT 06067 Nature: Outside Insurance Sales; Group Benefits Position: Independent Insurance Agent Start date: 08/05/2023 No. HR/MO: 5 No. HR/MO dur trading: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-30
S63 Uniform Securities Agent State Law Examination 2012-08-02
  • S66 Uniform Combined State Law Examination
    2014-05-30
  • S63 Uniform Securities Agent State Law Examination
    2012-08-02
Other Names
  • Michael Morales

View on SEC IAPD

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