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Sean Anthony Stamper

Ubs Financial Services Inc.

Rocky River, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-23
  • OH RA
    APPROVED
    Since 2023-10-23

Branch Locations

18500 Lake Road Suite 400, Rocky River, OH 44116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Beachwood OH 12/2015 12/2016
Stratos Wealth Partners, Ltd Beachwood OH 12/2015 12/2016
Pnc Investments Cleveland OH 01/2017 02/2020
Fidelity Investments Westlake OH 01/2022 10/2023
Insight2Profit Beachwood OH 02/2020 01/2022
Ubs Financial Services Inc Rocky River OH 10/2023 Present
  • 12/2015 → 12/2016
    Lpl Financial Llc
    Beachwood, OH
  • 12/2015 → 12/2016
    Stratos Wealth Partners, Ltd
    Beachwood, OH
  • 01/2017 → 02/2020
    Pnc Investments
    Cleveland, OH
  • 01/2022 → 10/2023
    Fidelity Investments
    Westlake, OH
  • 02/2020 → 01/2022
    Insight2Profit
    Beachwood, OH
  • 10/2023 → Present
    Ubs Financial Services Inc
    Rocky River, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-29
  • S66 Uniform Combined State Law Examination
    2016-02-29
Designations
Other Names
  • Sean A Stamper
  • Sean Anthony Stamper
  • Sean Stamper

View on SEC IAPD

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CLEVELAND CAPITAL MANAGEMENT, L.L.C.
U.S. BANCORP ADVISORS, LLC
LPL FINANCIAL LLC
NEWEDGE ADVISORS

Other Investors

MICHAEL OTOOLE LEAMON
BRADLEY HOWARD BARTEL
MATTHEW RICHARD HOWARD
SUSAN LEE PATCHEN
SPENCER HERBERT SEAMAN
RICHARD STEVEN MILLIGAN
WILLIAM RALPH MURMAN
ANTHONY JAMES GOLDYN

Other Offices

ZAK ADVISORY, LLC · ROCKY RIVER, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rocky River, OH
EDWARD JONES · ROCKY RIVER, OH
PROVIDENCE FINANCIAL SERVICES, LLC · ROCKY RIVER, OH
PROVIDENCE FINANCIAL SERVICES, LLC · Rocky River, OH
CLEVELAND CAPITAL MANAGEMENT, L.L.C. · ROCKY RIVER, OH
U.S. BANCORP ADVISORS, LLC · Rocky River, OH
LPL FINANCIAL LLC · ROCKY RIVER, OH

More in Rocky River, OH

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