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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-21
TX RA APPROVED 2024-10-21
  • CA RA
    APPROVED
    Since 2024-10-21
  • TX RA
    APPROVED
    Since 2024-10-21

Branch Locations

3635 Pacific Coast Hwy, Torrance, CA 90505-6013 • United States

Torrance, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Torrance CA 10/2013 10/2024
Premier America Credit Union Chatsworth CA 11/2013 09/2020
Kinecta Wealth Management Torrance CA 09/2020 10/2024
Ameriprise Financial Services, Llc Torrance CA 10/2024 Present
Previous Registrations
  • 2013-11-13 → 2024-10-28
    Houston, TX
    Chatsworth, CA
    Granada Hills, CA
    Burbank, CA
    Reseda, CA
    Torrance, CA
    Burbank, CA
  • 2012-12-03 → 2013-11-18
    Torrance, CA
    Torrance, CA
    Manhattan Beach, CA
    Laguna Niguel, CA
Other Businesses

Outside Employment; Kinecta Financial & Insurance Services; Financial advisor. I assist clients with investment planning and management.; Limited purpose broker-dealer that receives commissions for the referral of customers to another broker-dealer. Firm is also a licensed insurance agency selling fixed insurance products".; 3635 Pacific Coast Hwy, , Torrance, CA, 90505; Investment-Related; 10/28/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-01
  • S66 Uniform Combined State Law Examination
    2012-12-01

View on SEC IAPD

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