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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-07
CT RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2024-02-07
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Wethersfield CT 08/2011 03/2017
Mml Investors Services, Llc Glastonbury CT 03/2017 Present
Massmutual Life Insurance Co Glastonbury CT 07/2016 Present
  • 08/2011 → 03/2017
    Metlife Securities Inc.
    Wethersfield, CT
  • 03/2017 → Present
    Glastonbury, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Glastonbury, CT
Previous Registrations
  • 2012-10-15 → 2017-03-25
    Msi Financial Services, Inc.
    Glastonbury, CT
Other Businesses

1)Name: JB Wealth Partners, LLC Inv rel: Y Add: 219 Cherry Hill Drive Newington, CT 06111 Nature: Other Position: Partner Member Start date: 01/2018 No. HR/MO: 4 No. HR/MO during sec trading: 2 Describe duties: Partner/Member of JB Wealth Partners, LLC a newly formed entity with our collaborative practice for the purpose of pooling resources, sharing expenses, monitoring cash flow, and taxation. The revenue will be originated as a result of employment by Barnum Financial Group and MassMutual as well as through compensation as an independent insurance agent for the sale of outside non-variable insurance products. 2) NAME: BRIAN T. PAQUETTE INV REL: Y ADD: 45 GLASTONBURY BLVD,1ST FLR, GLASTONBURY, CT 06033 NATURE: INSURANCE SALES - LIFE INSURANCE, DISABILITY, P & C, LTC, FIXED ANNUITIES, AND HEALTH POSITION: INDEPENDENT INSURANCE AGENT START DATE: 02/20/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: SALES AND SERVICE OF OUTSIDE INSURANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-30
  • S66 Uniform Combined State Law Examination
    2012-09-30
Other Names
  • Brian Paquette

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