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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-02 |
| CT | RA | APPROVED | 2019-01-17 |
Branch Locations
200 Glastonbury Blvd Suite 103, Glastonbury, CT 06033-4418 • United States
Essex, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Glastonbury | CT | 01/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Glastonbury | CT | 11/2016 | 01/2019 |
| Rbc Capital Markets Llc | Glastonbury | CT | 01/2019 | Present |
| City National Bank | Glastonbury | CT | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-19 |
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