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Chris David Norton

Morgan Stanley

Las Vegas, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-24
NV RA APPROVED 2014-03-20
  • TX RA
    APPROVED
    Since 2020-02-24
  • NV RA
    APPROVED
    Since 2014-03-20

Branch Locations

8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Las Vegas NV 12/2013 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 12/2013 → Present
    Morgan Stanley Smith Barney Llc
    Las Vegas, NV
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-05
S63 Uniform Securities Agent State Law Examination 2011-08-22
  • S65 Uniform Investment Adviser Law Examination
    2014-03-05
  • S63 Uniform Securities Agent State Law Examination
    2011-08-22
Other Names
  • Chris David Norton
  • Chris D Norton
  • Christopher David Norton

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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