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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2017-11-29
  • ND RA
    APPROVED
    Since 2017-11-29

Branch Locations

4501 S Washington St, Grand Forks, ND 58201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Grand Forks ND 11/2017 Present
Investment Centers Of America, Inc. Grand Forks ND 03/2000 11/2017
Choice Bank Grand Forks ND 01/2006 Present
Ica Group Wealth Management, Llc Grand Forks ND 11/2021 06/2024
  • 11/2017 → Present
    Grand Forks, ND
  • 03/2000 → 11/2017
    Investment Centers Of America, Inc.
    Grand Forks, ND
  • 01/2006 → Present
    Choice Bank
    Grand Forks, ND
  • 11/2021 → 06/2024
    Ica Group Wealth Management, Llc
    Grand Forks, ND
Previous Registrations
  • 2021-12-06 → 2024-08-30
    Ica Group Wealth Management, Llc
    Grand Forks, ND
    Denver, CO
  • 2000-07-31 → 2017-11-29
    Investment Centers Of America, Inc.
    Grafton, ND
    Comfrey, MN
    Fargo, ND
    Grand Forks, ND
    Grandforks, ND
    Appleton, WI
Other Businesses

1. 11/29/2017 - Choice Financial Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/4/2018 - Choice Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/19/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 09/23/2019 - Choice Insurance - Investment related - At reported business location(s) - Non-Variable Insurance - 5 hrs/mo - 5 hrs during trading. 4. 12/07/2021 - ICA Group Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 12/01/2021 - 35 Hour Per Month/35 Hours During Securities Trading - I provide investment advisory services through ICA Group Wealth management, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 35 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/14/2023 - Investment Centers Advisor Group Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance producer - Start Date - 02/27/2023 - 6 Hours Per Month/6 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-06
  • S66 Uniform Combined State Law Examination
    2000-07-06

View on SEC IAPD

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