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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2017-01-14
  • ND RA
    APPROVED
    Since 2017-01-14

Branch Locations

3535 S 31St St, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Devils Lake ND 03/2012 Present
Thrivent Financial For Lutherans Appleton WI 10/2012 Present
Other Businesses

THE LIQUID BEAN POSITION: OWNER NATURE: COFFEE HOUSE INVESTMENT RELATED: NO NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/01/1993 ADDRESS: 316 FOURTH AVE NE, DEVILS LAKE ND 58301 DESCRIPTION: OVERSEE GENERAL OPERATIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-09
S63 Uniform Securities Agent State Law Examination 2012-07-09
  • S65 Uniform Investment Adviser Law Examination
    2017-01-09
  • S63 Uniform Securities Agent State Law Examination
    2012-07-09

View on SEC IAPD

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