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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-16
ND RA APPROVED 2025-07-30
  • TX RA
    APPROVED
    Since 2025-09-16
  • ND RA
    APPROVED
    Since 2025-07-30

Branch Locations

3751 South Columbia Road, Building A P O B 14376, 58208-9902, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berkshire Hathaway Homeservices Family Realty Grand Forks ND 01/2016 05/2025
Stifel, Nicolaus & Company, Incorporated Grand Forks ND 05/2025 Present
Other Businesses

1. Grand Forks Area Association of Realtors; 921 N Washington St Grand Forks, ND; running the mls and other functions of our local association of realtors; Past President; sit on board of directors; 01/01/2025; 1hr/mth; During securities trading hours; Not investment related 2. Forty One Investments LLC; 4008 Walnut St Grand Forks, ND; Holding company for rental duplex; president sole owner; manage and own rental property; 06/21/2023; 20hrs/yr; Not during securities trading hours; Investment related 3. Forty Investments LLC; 4008 Walnut St Grand Forks, ND; Holding company for rental duplex; Owner president; managing and owning rental property; 06/21/2023; 20hrs/yr; Not during securities trading hours; Investment related 4. Broden Realty Group LLC; 4008 Walnut St Grand Forks, ND; The business through which my real estate commissions were paid along with paying business expenses; President and sole owner; help clients buy and sell real estate, collect commissions; 12/08/2017; 4hrs/yr; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-29
  • S66 Uniform Combined State Law Examination
    2025-07-29

View on SEC IAPD

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