Carter James Johnsen

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1995 → Present
  Silverman'S
  Grnad Forks, ND
• 09/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Grand Forks, ND

Previous Registrations

• 2007-09-20 → 2009-09-11
  Ubs Financial Services Inc.
  Grand Forks, ND
• 2000-01-04 → 2007-09-19
  A. G. Edwards & Sons, Inc.
  Grand Forks, ND
  Grand Forks, ND

Other Businesses

1. Hope Church; 1601 17th Ave S Grand Forks, ND 58201; Church; Church council; oversight of church activities; 03/12/2026; 3hrs/mth; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-02
• S63 Uniform Securities Agent State Law Examination
  1998-12-29

Designations

• Certified Financial Planner