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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-14
ND RA APPROVED 2009-09-11
  • TX RA
    APPROVED
    Since 2020-01-14
  • ND RA
    APPROVED
    Since 2009-09-11

Branch Locations

3751 South Columbia Road, Building A P O B 14376, 58208-9902, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Silverman'S Grnad Forks ND 08/1995 Present
Stifel, Nicolaus & Company, Incorporated Grand Forks ND 09/2009 Present
Previous Registrations
  • 2007-09-20 → 2009-09-11
    Grand Forks, ND
  • 2000-01-04 → 2007-09-19
    A. G. Edwards & Sons, Inc.
    Grand Forks, ND
    Grand Forks, ND
Other Businesses

1. Hope Church; 1601 17th Ave S Grand Forks, ND 58201; Church; Church council; oversight of church activities; 03/12/2026; 3hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-02
S63 Uniform Securities Agent State Law Examination 1998-12-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-02
  • S63 Uniform Securities Agent State Law Examination
    1998-12-29
Designations

View on SEC IAPD

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