Justin Allan Brooks

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2021-06-14

ND RA
APPROVED

Since 2021-06-14

Branch Locations

3751 South Columbia Road, Building A P O B 14376, 58208-9902, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Frandsen Bank & Trust	East Grand Forks	MN	10/2015	01/2021
Stifel	Grand Forks	ND	03/2021	Present

10/2015 → 01/2021

Frandsen Bank & Trust

East Grand Forks, MN
03/2021 → Present

Stifel

Grand Forks, ND

Other Businesses

1. Red River Archers; 2001 N 42nd St Grand Forks ND 58203; Archery Club; Treasurer; Take care of the bookkeeping for the club; 07/01/2019; 5 hrs/month; Not During Security Trading Hours; Not Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-09
S63	Uniform Securities Agent State Law Examination	2011-12-16

S66 Uniform Combined State Law Examination

2021-06-09
S63 Uniform Securities Agent State Law Examination

2011-12-16

Other Names

Justin Brooks

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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