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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 03/2005 | 09/2025 |
| First State Bank | Grand Forks | ND | 03/2005 | Present |
| Cetera Investment Advisers Llc | Grand Forks | ND | 01/2014 | 09/2025 |
| Lpl Financial Llc | Grand Forks | ND | 09/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name FS Wealth Management - Investment Related - At Reported Business Location (s) - Start Date: 07/2025 2. 07/2025 - THOMPSON FARMS - Farm/Ranch - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Clifford, ND 58016 - OBA Start Date: 05/01/1998
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-20 |
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