Brian James Thompson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → 09/2025
  Cetera Investment Services Llc
  St. Cloud, MN
• 03/2005 → Present
  First State Bank
  Grand Forks, ND
• 01/2014 → 09/2025
  Cetera Investment Advisers Llc
  Grand Forks, ND
• 09/2025 → Present
  Lpl Financial Llc
  Grand Forks, ND

Previous Registrations

• 2014-01-21 → 2025-09-15
  Cetera Investment Advisers Llc
  Grand Forks, ND
• 2005-05-18 → 2014-01-21
  Cetera Investment Services Llc
  Grand Forks, ND
  Grand Forks, ND
  Mayville, ND

Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name FS Wealth Management - Investment Related - At Reported Business Location (s) - Start Date: 07/2025 2. 07/2025 - THOMPSON FARMS - Farm/Ranch - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Clifford, ND 58016 - OBA Start Date: 05/01/1998

Exams

• S66 Uniform Combined State Law Examination
  2003-08-20

Designations

• Certified Financial Planner