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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-28
CA RA APPROVED 2011-09-22
  • TX RA
    APPROVED_RES
    Since 2019-06-28
  • CA RA
    APPROVED
    Since 2011-09-22

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Glendale CA 06/2011 Present
Bank Of America, N.A. Glendale CA 07/2011 Present
  • 06/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Glendale, CA
  • 07/2011 → Present
    Bank Of America, N.A.
    Glendale, CA
Other Businesses

I*84926 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BUSINESS NETWORKING INTERNATIONAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: STUDIO CITY, CALIFORNIA 91604 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 42278 NUMBER OF HOURS DEVOTED: 96 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RECORD ATTENDANCE/PARTICIPATION OF GROUP EACH WEEK, ASSIST PRESIDENT WHEN NEEDED, REPORT THE AVERAGE NUMBER OF REFERRALS PASSED AND VISITORS BROUGHT TO THE CHAPTER, INFORM BNI DIRECTOR OF ANY CHANGES IN MEMBERSHIP, AND CHAIR MEMBERSHIP COMMITTEE I*2070289, Entity Type Fiduciary, Name of OBA: The S Family Trust Address: Woodland Hills, California, 91367 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 31-Oct-2024 No Hours: 4 yearly No Hours during trading: 0 Duties: I*2070287, Entity Type Fiduciary, Name of OBA: The S Family Trust Address: Woodland Hills, California, 91367 Investment Related: Yes Position, Title, Association: Successor Trustee Employee Start Date: 31-Oct-2024 No Hours: 4 yearly No Hours during trading: 0 Duties: I*2070285, Entity Type Fiduciary, Name of OBA: The E S Living Trust Address: Woodland Hills, California, 91367 Investment Related: Yes Position, Title, Association: Successor Trustee Employee Start Date: 31-Oct-2024 No Hours: 4 yearly No Hours during trading: 0 Duties: I*2066442, Entity Type Fiduciary, Name of OBA: The E S Living Trust Address: Woodland Hills, California, 91367 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 31-Oct-2024 No Hours: 4 yearly No Hours during trading: 0 Duties: I*2066441, Entity Type Fiduciary, Name of OBA: E S Living Trust Address: Woodland Hills, California, 91367 Investment Related: Yes Position, Title, Association: Executor Employee Start Date: 31-Oct-2024 No Hours: 4 yearly No Hours during trading: 0 Duties: I*2070286, Entity Type Fiduciary, Name of OBA: The S Family Trust Address: Woodland Hills, California, 91367 Investment Related: Yes Position, Title, Association: Executor Employee Start Date: 31-Oct-2024 No Hours: 4 yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-16
  • S66 Uniform Combined State Law Examination
    2011-09-16

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