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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-28 |
Branch Locations
7777 Fay Ave Ste 315, La Jolla, CA 92037-4325 • United States
Murrieta, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mufg Union Bank | Escondido | CA | 12/2009 | 03/2019 |
| Unionbanc Investment Services | Escondido | CA | 06/2011 | 03/2019 |
| Unemployed | Murrietta | CA | 03/2019 | 10/2019 |
| Unionbanc Investment Services, Llc | San Diego | CA | 10/2019 | 08/2020 |
| Lpl Financial Llc | San Diego | CA | 08/2020 | Present |
1. 1/27/2021 - New Millennium Courier Service, Inc. - Not Investment Related - Home Base & 8052 Sarawak Dr., Lemon Grove, CA 91945 - Other-Family Business - Accounts Receivable Specialist - Start Date: 11/01/1999 - 20 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-09 |
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