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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-28
  • CA RA
    APPROVED
    Since 2020-09-28

Branch Locations

7777 Fay Ave Ste 315, La Jolla, CA 92037-4325 • United States

Murrieta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank Escondido CA 12/2009 03/2019
Unionbanc Investment Services Escondido CA 06/2011 03/2019
Unemployed Murrietta CA 03/2019 10/2019
Unionbanc Investment Services, Llc San Diego CA 10/2019 08/2020
Lpl Financial Llc San Diego CA 08/2020 Present
  • 12/2009 → 03/2019
    Mufg Union Bank
    Escondido, CA
  • 06/2011 → 03/2019
    Unionbanc Investment Services
    Escondido, CA
  • 03/2019 → 10/2019
    Unemployed
    Murrietta, CA
  • 10/2019 → 08/2020
    Unionbanc Investment Services, Llc
    San Diego, CA
  • 08/2020 → Present
    San Diego, CA
Previous Registrations
  • 2019-10-31 → 2020-08-31
    Ramona, CA
    Escondido, CA
    San Diego, CA
    Poway, CA
    San Diego, CA
    San Diego, CA
    Temecula, CA
    Menifee, CA
    Fallbrook, CA
    San Marcos, CA
    Carlsbad, CA
    Hemet, CA
    Vista, CA
  • 2013-08-21 → 2019-03-13
    Fallbrook, CA
    Temecula, CA
    Escondido, CA
Other Businesses

1. 1/27/2021 - New Millennium Courier Service, Inc. - Not Investment Related - Home Base & 8052 Sarawak Dr., Lemon Grove, CA 91945 - Other-Family Business - Accounts Receivable Specialist - Start Date: 11/01/1999 - 20 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-20
S63 Uniform Securities Agent State Law Examination 2011-08-09
  • S66 Uniform Combined State Law Examination
    2013-08-20
  • S63 Uniform Securities Agent State Law Examination
    2011-08-09
Other Names
  • Christine Georgette Day
  • Christine Georgette Day-Reyes

View on SEC IAPD

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