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Jonathan F Pereira

Principal Securities, Inc.

Des Moines, IA

Kansas City, MO

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-02-07
  • KS RA
    APPROVED
    Since 2023-02-07

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Overland Park KS 06/2011 08/2021
Sensory & Consumer Research Center Olathe KS 01/2019 05/2022
Mariner Wealth Advisors Overland Park KS 11/2021 05/2022
Msec, Llc Overland Park KS 11/2021 05/2022
Principal Life Insurance Des Moines IA 05/2022 Present
Principal Securities Kansas City MO 06/2022 Present
  • 06/2011 → 08/2021
    Waddell & Reed Inc
    Overland Park, KS
  • 01/2019 → 05/2022
    Sensory & Consumer Research Center
    Olathe, KS
  • 11/2021 → 05/2022
    Mariner Wealth Advisors
    Overland Park, KS
  • 11/2021 → 05/2022
    Msec, Llc
    Overland Park, KS
  • 05/2022 → Present
    Principal Life Insurance
    Des Moines, IA
  • 06/2022 → Present
    Principal Securities
    Kansas City, MO
Previous Registrations
  • 2021-12-09 → 2022-05-25
    Mariner
    Overland Park, KS
  • 2019-03-01 → 2021-08-23
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-01
  • S66 Uniform Combined State Law Examination
    2019-03-01
Other Names
  • Jonathan Fitzgerald Pereira
  • Jonathan Pereira

View on SEC IAPD

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EQUITABLE ADVISORS, LLC
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OSAIC WEALTH, INC.
EDWARD JONES
WEST FINANCIAL ADVISORS, L.L.C.
AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

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