Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-06-15
  • IA RA
    APPROVED
    Since 2022-06-15

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Richfield, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Plymouth MN 07/2015 03/2018
Wealth Enhancement Brokerage Services Plymouth MN 08/2015 03/2018
Wealth Enhancement Advisory Services Plymouth MN 08/2015 03/2018
Securian Financial Services Inc St. Paul MN 04/2018 04/2022
Minnesota Life Insurance Co St. Paul MN 04/2018 04/2022
Securian Financial Services Inc St. Paul MN 03/2018 04/2018
Principal Life Insurance Richfield MN 04/2022 Present
Principal Securities Des Moines IA 05/2022 Present
  • 07/2015 → 03/2018
    Lpl Financial
    Plymouth, MN
  • 08/2015 → 03/2018
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 08/2015 → 03/2018
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 04/2018 → 04/2022
    Securian Financial Services Inc
    St. Paul, MN
  • 04/2018 → 04/2022
    Minnesota Life Insurance Co
    St. Paul, MN
  • 03/2018 → 04/2018
    Securian Financial Services Inc
    St. Paul, MN
  • 04/2022 → Present
    Principal Life Insurance
    Richfield, MN
  • 05/2022 → Present
    Principal Securities
    Des Moines, IA
Previous Registrations
Other Businesses

CAMP PATMOS ENDOWMENT POSITION: Board Secretary NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 5212 41st Ave S, Minneapolis MN 55417, United States DESCRIPTION: This is an endowment board position. This is the first board established to oversee the endowment so the responsibilities will move from creating the initial documentation establishing policy and procedure and move into annual running of the endowment. It will also transition from a monthly 3-hour meeting to a quarterly 3-hour meeting. It will consist of the following items: create endowment resolution - perform an annual fund review - establish distribution criteria - establish distribution process -set term limits and establish a term rotation -conflict of interest policy

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-26
  • S66 Uniform Combined State Law Examination
    2013-10-26
Other Names
  • Sara Marie Schrotberger
  • Sara Marie Enge
  • Sara Marie Stanley

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor