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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Plymouth | MN | 07/2015 | 03/2018 |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 08/2015 | 03/2018 |
| Wealth Enhancement Advisory Services | Plymouth | MN | 08/2015 | 03/2018 |
| Securian Financial Services Inc | St. Paul | MN | 04/2018 | 04/2022 |
| Minnesota Life Insurance Co | St. Paul | MN | 04/2018 | 04/2022 |
| Securian Financial Services Inc | St. Paul | MN | 03/2018 | 04/2018 |
| Principal Life Insurance | Richfield | MN | 04/2022 | Present |
| Principal Securities | Des Moines | IA | 05/2022 | Present |
CAMP PATMOS ENDOWMENT POSITION: Board Secretary NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 5212 41st Ave S, Minneapolis MN 55417, United States DESCRIPTION: This is an endowment board position. This is the first board established to oversee the endowment so the responsibilities will move from creating the initial documentation establishing policy and procedure and move into annual running of the endowment. It will also transition from a monthly 3-hour meeting to a quarterly 3-hour meeting. It will consist of the following items: create endowment resolution - perform an annual fund review - establish distribution criteria - establish distribution process -set term limits and establish a term rotation -conflict of interest policy
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-26 |
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