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Daniel A. Halperin

Morgan Stanley

Deerfield, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-16
TX RA APPROVED_RES 2024-01-12
  • IL RA
    APPROVED
    Since 2024-01-16
  • TX RA
    APPROVED_RES
    Since 2024-01-12

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 05/2011 05/2018
Bank Of America, N.A. Northbrook IL 06/2011 05/2018
Jpmorgan Chase Bank, N.A. Chicago IL 06/2018 01/2024
Jpmorgan Securities, Llc. Chicago IL 06/2018 01/2024
Morgan Stanley Smith Barney Llc Deerfield IL 01/2024 Present
Morgan Stanley Private Bank, N.A New York NY 02/2024 Present
  • 05/2011 → 05/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Northbrook, IL
  • 06/2011 → 05/2018
    Bank Of America, N.A.
    Northbrook, IL
  • 06/2018 → 01/2024
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 06/2018 → 01/2024
    Jpmorgan Securities, Llc.
    Chicago, IL
  • 01/2024 → Present
    Morgan Stanley Smith Barney Llc
    Deerfield, IL
  • 02/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-27
  • S66 Uniform Combined State Law Examination
    2011-07-27
Other Names
  • Daniel Halperin
  • Daniel A Halperin
  • Dan Halperin

View on SEC IAPD

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Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL
PARKSIDE INVESTMENTS, LLC · DEERFIELD, IL

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