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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-09 |
| WA | RA | APPROVED | 2020-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc | Spokane | WA | 08/2012 | 02/2018 |
| Td Ameritrade, Inc. | Redmond | WA | 02/2018 | 02/2020 |
| Td Ameritrade Investment Management, Llc | Redmond | WA | 02/2018 | 02/2020 |
| Scottrade Investment Management | Spokane | WA | 01/2017 | 02/2018 |
| Jp Morgan Securities, Llc | Issaquah | WA | 02/2020 | Present |
| Jp Morgan Chase Bank, N.A. | Issaquah | WA | 02/2020 | Present |
| Scottrade | Spokane | WA | 08/2012 | 12/2017 |
ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: (SELF) POSITION: AUTHOR START DATE: 4/30/2013 ADDRESS: 10826 Redmond WA DETAILS: WRITING BOOKS FOR LEISURE THEN SELLING ONLINE. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-18 |
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