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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-10-27
  • WA RA
    APPROVED
    Since 2023-10-27

Branch Locations

3500 Carillon Pt., Kirkland, WA 98033 • United States

1418 220Th Street Sw, Bothell, WA 98021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 05/2011 11/2018
Penn Mutual Life Ins Co Horsham PA 05/2011 11/2018
Woodbury Financial Services Inc Bellevue WA 11/2018 10/2023
Raymond James & Associates, Inc. Kirkland WA 10/2023 Present
  • 05/2011 → 11/2018
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 05/2011 → 11/2018
    Penn Mutual Life Ins Co
    Horsham, PA
  • 11/2018 → 10/2023
    Woodbury Financial Services Inc
    Bellevue, WA
  • 10/2023 → Present
    Kirkland, WA
Previous Registrations
  • 2018-11-05 → 2023-11-20
    Woodbury Financial Services, Inc.
    Bellevue, WA
    Issaquah, WA
  • 2011-07-05 → 2018-11-15
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-03
  • S66 Uniform Combined State Law Examination
    2011-06-03
Designations

View on SEC IAPD

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