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Aubrey Liddell

Ubs Financial Services Inc.

Las Vegas, NV

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-12
NV RA APPROVED 2015-03-25
  • CO RA
    APPROVED
    Since 2023-06-12
  • NV RA
    APPROVED
    Since 2015-03-25

Branch Locations

10801 W Charleston Boulevard Suite 400, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Las Vegas NV 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-10
  • S66 Uniform Combined State Law Examination
    2015-03-10
Other Names
  • Aubrey Sarah Potter

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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