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Inactive

Nicki Louise Green

Lido

Boulder, CO

Los Angeles, CA

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Current Employers
Lido

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-31
CO RA APPROVED 2024-05-31
  • CA RA
    APPROVED
    Since 2024-05-31
  • CO RA
    APPROVED
    Since 2024-05-31

Branch Locations

4840 Pearl East Circle Suite 300E, Boulder, CO 80301 • United States

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cascade Financial Management Inc Denver CO 01/2017 02/2020
Vail Resorts Broomfield CO 11/2015 12/2016
Lido Advisors, Llc Boulder CO 02/2023 Present
Colorado Financial Management Boulder CO 03/2020 02/2023
  • 01/2017 → 02/2020
    Cascade Financial Management Inc
    Denver, CO
  • 11/2015 → 12/2016
    Vail Resorts
    Broomfield, CO
  • 02/2023 → Present
    Lido Advisors, Llc
    Boulder, CO
  • 03/2020 → 02/2023
    Colorado Financial Management
    Boulder, CO
Previous Registrations
  • 2017-04-27 → 2020-03-05
    Cascade Financial Management, Inc.
    Denver, CO
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-27
  • S65 Uniform Investment Adviser Law Examination
    2017-04-27
Designations
Other Names
  • Nicki Osborn
  • Nicki Louise Osborn

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · BOULDER, CO
MORGAN STANLEY · Boulder, CO
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