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James Patrick Matti

Morgan Stanley

Las Vegas, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
NV RA APPROVED 2016-07-05
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • NV RA
    APPROVED
    Since 2016-07-05

Branch Locations

8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Las Vegas NV 04/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2016 Present
  • 04/2016 → Present
    Las Vegas, NV
  • 04/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

1. Rental Property, Sole Proprietor / Owner / Partner; Rental; Las Vegas Nevada; During Business hours: 0; After Business Hours: 0; Start Date - 07, 2017; Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-24
S63 Uniform Securities Agent State Law Examination 2012-08-04
  • S65 Uniform Investment Adviser Law Examination
    2016-06-24
  • S63 Uniform Securities Agent State Law Examination
    2012-08-04

View on SEC IAPD

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