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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
12112 Valley View St, Garden Grove, CA 92845 • United States
2615 Cherry Ave, Signal Hill, CA 90755 • United States
10942 Pine St, Los Alamitos, CA 90720 • United States
3996 Ball Rd, Los Alamitos, CA 90720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Torrance | CA | 08/2012 | 03/2018 |
| J.P. Morgan Securities Llc | Torrance | CA | 10/2012 | 03/2018 |
| Self | San Pedro | CA | 03/2015 | 02/2018 |
| U.S. Bank | Los Alamitos | CA | 03/2018 | 09/2021 |
| U.S. Bancorp Investments, Inc. | Los Alamitos | CA | 03/2018 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Los Alamitos | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-16 |
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