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120 Vantis Dr., Suite 330, Aliso Viejo, CA 92656 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-20 |
Branch Locations
120 Vantis Dr., Suite 330, Aliso Viejo, CA 92656 • United States
5199 E. Pacific Coast Highway Suite 602, Long Beach, CA 90804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Long Beach | CA | 11/2014 | 01/2019 |
| Independent Financial Partners | Long Beach | CA | 11/2014 | 01/2019 |
| Resources Investment Advisors | Overland Park | KS | 12/2018 | 12/2021 |
| Triad Advisors | Norcross | GA | 01/2019 | 12/2021 |
| Kestra Investment Services, Llc | Long Beach | CA | 05/2022 | 05/2023 |
| Nfp Retirement, Inc. | Aliso Viejo | CA | 01/2022 | 07/2023 |
| Accelerate Retirement | Aliso Viejo | CA | 05/2023 | Present |
Insurance Agent: Ms. Sokhom in her individual capacity, is a licensed insurance agent, and recommends the purchase of certain insurance products on a commission basis; non-investment related; less than 5 hours monthly which could be during market hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-01-06 |
| S66 | Uniform Combined State Law Examination | 2011-04-08 |
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