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Nicole R Ponthieux

J.P. Morgan Securities LLC

Kingwood, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-16
  • TX RA
    APPROVED
    Since 2024-10-16

Branch Locations

2611 W Lake Houston Pkwy, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Kingwood TX 10/2012 Present
Jp Morgan Chase Bank, N.A. Kingwood TX 03/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-18
S63 Uniform Securities Agent State Law Examination 2012-06-21
  • S66 Uniform Combined State Law Examination
    2023-04-18
  • S63 Uniform Securities Agent State Law Examination
    2012-06-21
Other Names
  • Nicole R Ponthieux
  • Nicole Renee Ponthieux

View on SEC IAPD

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