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Peter Clark Locke

Insight, Corp.

Boulder, CO

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Current Employers
Insight, Corp.

4450 Arapahoe Ave Office 110, Boulder, CO 80303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-23
CO RA APPROVED 2021-01-12
  • TX RA
    APPROVED_RES
    Since 2021-09-23
  • CO RA
    APPROVED
    Since 2021-01-12

Branch Locations

4450 Arapahoe Ave Office 110, Boulder, CO 80303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Boulder CO 02/2018 10/2020
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 10/2020
Scottrade Boulder CO 09/2012 02/2018
Insight, Corp. Boulder CO 10/2020 Present
  • 02/2018 → 10/2020
    Td Ameritrade, Inc.
    Boulder, CO
  • 02/2018 → 10/2020
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 09/2012 → 02/2018
    Scottrade
    Boulder, CO
  • 10/2020 → Present
    Insight, Corp.
    Boulder, CO
Previous Registrations
  • 2018-02-27 → 2020-10-14
    Td Ameritrade, Inc.
    Boulder, CO
  • 2018-02-26 → 2020-10-14
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Boulder, CO
  • 2017-01-25 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-25
S63 Uniform Securities Agent State Law Examination 2012-10-17
  • S66 Uniform Combined State Law Examination
    2017-01-25
  • S63 Uniform Securities Agent State Law Examination
    2012-10-17
Designations

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · BOULDER, CO
UBS FINANCIAL SERVICES INC. · BOULDER, CO
UBS FINANCIAL SERVICES INC. · Boulder, CO
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J.P. MORGAN SECURITIES LLC · BOULDER, CO
MORGAN STANLEY · Boulder, CO
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