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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-12 |
| NJ | RA | APPROVED | 2025-01-07 |
| NV | RA | APPROVED | 2025-01-03 |
| TX | RA | APPROVED | 2023-04-18 |
Branch Locations
6375 S. Pecos Rd. Suite 200, Las Vegas, NV 89120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | Las Vegas | NV | 05/2021 | Present |
| World Financial Group, Inc. | Las Vegas | NV | 09/2020 | Present |
| Samsung Electronics America | Phoenix | AZ | 10/2014 | Present |
| Plzandthanx Llc | Las Vegas | NV | 08/2020 | Present |
| Tiffany Sq 29 Property Llc | Mesa | AZ | 03/2021 | Present |
| Legacyshield Solutions, Inc. | Ponte Vedra Beach | FL | 03/2021 | Present |
| College Loan Freedom | Henderson | NV | 12/2020 | 01/2025 |
| Virtuity Financial Partners | San Diego | CA | 09/2020 | Present |
| Netlaw | Louisville | KY | 12/2022 | Present |
| Wealthwave | Johns Creek | GA | 04/2023 | Present |
| Luc Enterprises | Las Vegas | NV | 06/2024 | Present |
| Student Optimum Services | Mission Hills | CA | 01/2026 | Present |
| Trusteefriend, Llc | Salt Lake City | UT | 05/2026 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Virtuity Financial Partners | WFG Co-Brand | Associate | Not investment related | San Diego, CA | as of 09/01/2020. SAMSUNG ELECTRONICS AMERICA/Investment Related - No/I AM A HOME OFFICE EMPLOYEE OF THIS COMPANY. HQ IS BASED IN PLANO, TX/ELECTRONICS SALES - MOBILE SMART PHONES, LAPTOPS AND TABLETS SALES AND TRAINING/FSM/10.2014/160/0/TRAIN SALES PEOPLE ON DEVICES TO DRIVE SELL OUT PLZamp;THANX LLC/Investment Related - No/405 N LAMB BLVD UNIT G, LAS VEGAS, NV 89110 4807035654/THIS LLC IS EXCLUSIVELY FOR A RENTAL PROPERTY THAT I OWN. IT WAS CREATED SOLELY TO LIMIT MY LIABILITY AND FOR TAX PURPOSES./OWNER/08.2020/2/0/OWNER, PROPERTY MANAGER TIFFANY SQ 29 PROPERTY LLC/Investment Related - No/2929 E Broadway rd unit 29 4807035654/THIS IS AN LLC PARTNERSHIP WITH MY SISTER TO RENT A PROPERTY IN MESA, AZ. THE LLC WAS CREATED FOR TAX AND LIABILITY PURPOSES ONLY./MEMBER/MANAGER/3.2021/1/0/PAPERWORK, LIGHT BOOK KEEPING, COMMUNICATION WITH PROPERTY MANAGEMENT COMPNAY LEGACYSHIELD SOLUTIONS, INC./Investment Related - No/ 100 Executive Way, Suite 105, Ponte Vedra Beach, FL 32082/HELPING CLIENTS WITH ESTATE PLANNING OPTIONS/REPRESENTATIVE/03.2021/1/0/PROVIDE CLIENTS WITH OPTIONS FOR ESTATE PLANS NETLAW POSITION: referral partner NATURE: Estate Planning/Wills/Trust, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/20/2022 ADDRESS: 12910 Shelbyville Road, Suite 124, Louisville KY 40243, United States DESCRIPTION: I will use NetLaw to help my clients create their own estate planning documents: Trusts, Wills, Etc. LUC ENTERPRISES / Emp Dates0624-Present / Investment Related: Y / Las Vegas NN/ Owner / Nature of Business/ Work Monthly: 0 / Sec Trading Hrs.: 0 / NA STUDENT OPTIMUM SERVICES POSITION: REFERRING AGENT NATURE: COLLEGE LOAN CONSULTING INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2026 ADDRESS: 15455 SAN FERNANDO MISSION BLVD, STE 149, MISSION HILLS CA 91345, United States DESCRIPTION: I WILL ONLY BE REFERRING CLIENTS THAT NEED HELP WITH PAYING AND MANAGING COLLEGE LOANS - ONLY APPLIED TO FEDERAL SCHOOL LOANS. Student Optimum Services was established in 2010 out of Los Angeles California with 1 purpose, to assists students in financial hardship who have been overcharged by federal loan servicers enroll and take advantage of student loan forgiveness programs offered by the U.S. Department of Education TRUSTEEFRIEND, LLC POSITION: Referral partner NATURE: Providing bundled professional services with an emphasis on estate planning services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/29/2026 ADDRESS: 3556 S 5600 W, #1-960, SALT LAKE CITY UT 84120, United States DESCRIPTION: Promotion of the estate planning platform, facilitating client education and engagement, schedulingappointments, and supporting communication throughout the client process.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-12 |
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