Joseph A Gileno

Current Employers

Employment History

• 01/2011 → 04/2019
  National Securities Corp
  New York, NY
• 02/2012 → 04/2019
  National Asset Management, Inc.
  New York City, NY
• 04/2019 → 02/2021
  Sovereign Global Advisors
  New York, NY
• 02/2021 → 07/2022
  National Securities Corp
  White Plains, NY
• 02/2021 → 07/2022
  National Asset Management
  White Plains, NY
• 07/2022 → Present
  Arete Wealth Management, Llc
  Chicago, IL
• 07/2022 → Present
  Arete Wealth Advisors, Llc
  Chicago, IL

Previous Registrations

• 2021-02-25 → 2022-07-21
  B. Riley Wealth Advisors, Inc.
  White Plains, NY
• 2019-04-29 → 2021-02-26
  Sovereign Global Advisors Llc
  Brewster, NY
  Kings Park, NY
  White Plains, NY
• 2014-07-22 → 2019-04-17
  B. Riley Wealth Advisors, Inc.
  New York, NY
  Mahopac, NY
• 2012-03-19 → 2013-04-29
  B. Riley Wealth Advisors, Inc.
  New York City, NY

Other Businesses

(1) SMJ HOMES- NOT INVESTMENT RELATED. 239 SWINTON AVE BRONX NY. INVESTMENT PROPERTY. OFFICER-STARTED 7/2010-0 HRS DEVOTED TO ACTIVITY -0HRS DURING SECURITIES TRADING HRS. NO DUTIES....(2) GILENO ENTERPRISES LLC REAL ESTATE HOLDINGS MEMBER START 1/2017 5 HRS PER MONTH ZERO DURING TRADING HRS...(3) BALLY HACK MANAGEMENT LLC REAL ESTATE HOLDINGS MEMBER START 1/2017 5HRS PER MONTH ZERO DURING TRADING HRS...(4) SMJ LUXURY RENTALS, LLC REAL ESTATE INVESTMENT PROPERTY, MEMBER, BREWSTER, NY START 2017 5HRS PER MONTH ZERO DURING TRADING HRS...(5) PUTNAM PREMIER PROPERTIES, LLC, RENTAL PROPERTIES, MEMBER/PARTNER, BREWSTER, NY, ZERO HRS. PER MONTH, NOT INVESTMENT RELATED...(6) PUTNAM PREMIER OFFICE SUITES LLC., RENTAL PROPERTIES MEMBER.PARTNER, BREWSTER, NY, ZERO HRS. PER MONTH, NOT INVESTMENT RELATED...(7) SMJ ADIRONDACK PROPERTIES INC., RENTAL PROPERTIES, PARTNER, BREWSTER, NY, ZERO HRS. PER MONTH, NOT INVESTMENT RELATED...(8) COYOTE PREMIER PROPERTIES LLC, VACATION RENTAL PROPERTY, MEMBER/PARTNER, BREWSTER, NY ZERO HRS. PER MONTH, NOT INVESTMENT RELATED....(9) CARMEL STUDIOS LLC, RENTAL PROPERTIES, MEMBER / PARTNER, BREWSTER, NY, NOT INVESTMENT RELATED....(10) BRIANTE REALTY, REAL ESTATE SALESPERSON, CARMEL, NY, 5 HRS PER MONTH, ZERO DURING TRADING HRS., NOT INVESTMENT RELATED....(11) FINCADIA LLC: DBA; CONTRACTOR; WHITE PLAINS, NY; START DATE = 07/2022; INVESTMENT RELATED....(12) FINCADIA TAX SERVICES LLC: TAX PREPARATION SERVICES; PARTNER; WHITE PLAINS, NY; START DATE = 07/2022; NOT INVESTMENT RELATED... (13) FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; WHITE PLAINS, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED... (14) FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; WHITE PLAINS, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. (15) Saranac Advisors Inc., DBA, Wealth Management Services 160 hours per month during trading hours, Start Date: 10/03/2024. (16) Saranac Tax Services LLC., DBA - Partner, Tax Preparation Services, 50 hours per month total, 40 hours per month during trading hours, Start Date: 10/07/2024. (17) Saranac Wealth, DBA, Wealth Management Services, 160 hours per month during trading hours. Start date: 10/17/2024. (18) Saranac Insurance Solutions LLC, DBA, Insurance Sales, Partner, 160 hours per month during trading hours. Start Date: 11/25/2024 (19) Saranac Private Equity, DBA, SPV division, Partner, 160 hours per month during trading hours, Start Date: 11/06/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-03-16
• S63 Uniform Securities Agent State Law Examination
  2011-02-01