Tony Raygoza

Current Employers

Employment History

• 12/2010 → 11/2017
  National Planning Corporation
  West Covina, CA
• 01/2016 → 07/2025
  Trilogy Capital, Inc
  West Covina, CA
• 11/2017 → 07/2025
  Lpl Financial Llc
  West Covina, CA
• 12/2010 → 07/2025
  Trilogy Financial Services
  West Covina, CA
• 07/2025 → Present
  Sovran Advisors Llc - Crd # 329415
  Pasadena, CA
• 07/2025 → Present
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2016-01-21 → 2025-07-07
  Trilogy Capital, Inc.
  West Covina, CA
  Irvine, CA
• 2017-11-29 → 2018-04-17
  Lpl Financial Llc
  West Covina, CA
  Walnut, CA
• 2011-05-24 → 2017-11-29
  National Planning Corporation
  West Covina, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2011; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD # 329415; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: CONDUCTING ADVISORY BUSINESS; 3. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: PARTNER AND FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: MANAGE CLIENT INVESTMENT ACCOUNTS AND GENERAL FINANCIAL PLANNING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-17
• S63 Uniform Securities Agent State Law Examination
  2011-01-04

Other Names

• Antonio Raygoza