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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 12/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2015 | Present |
1. Treasurer and Board Member of West Albany Athletic Association PO Box 11402 Loudonville, NY 12211. Start date: 10/15/2022, 5 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-15 |
| S66 | Uniform Combined State Law Examination | 2008-07-11 |
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