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Cassandra Marisol Richardson

J.P. Morgan Securities LLC

Kingwood, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

2611 W Lake Houston Pkwy, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Pasadena TX 10/2012 02/2018
Jpmorgan Chase Bank, N.A. Humble TX 09/2016 02/2018
Jpmorgan Chase Bank, N.A. Humble TX 02/2018 Present
J.P. Morgan Securities Llc Humble TX 09/2016 02/2018
J.P. Morgan Securities Llc Humble TX 02/2018 Present
C.M. Rich Houston TX 02/2024 Present
Previous Registrations
  • 2010-03-24 → 2012-10-01
    Chase Investment Services Corp.
    Pearland, TX
    Pasadena, TX
    Pearland, TX
  • 2009-08-03 → 2010-02-05
    St Louis, MO
    Pearland, TX
Other Businesses

Entity Name: C.M. Rich Investment related: No Address: Houston, TX 77044 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/26/2024 Approximate # of hours a week 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Short Term AirBnB Rental. Owner. No Connection to JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-31
  • S66 Uniform Combined State Law Examination
    2009-07-31
Designations
Other Names
  • Cassandra M Richardson
  • Cassandra Marisol Richardson
  • Cassandra Marisol Rosby

View on SEC IAPD

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