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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-04-21 |
Branch Locations
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Irvine, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | Glendale | CA | 04/2010 | Present |
| Skyline Financial Corp | Pasadena | CA | 08/2008 | Present |
1). COMPASS ROSE WEALTH MANAGEMENT GROUP, LLC; INVESTMENT RELATED; IRVINE, CA; DBA FOR WEDBUSH SECURITIES BUSINESS; APPROX: 40 HOURS WEEKLY, 120 HOURS A MONTH DURING BUSINESS HOURS; DUTIES: DBA FOR WEDBUSH SECURITIES BUSINESS. 2). SECURE CHOICE LENDING - MORTGAGE LOAN ORIGINATOR; INVESTMENT-RELATED; RIVERSIDE, CA; MORTGAGE LOAN ORIGINATION; ABOUT 10 HOURS DEDICATED MONTHLY; START DATE 07/01/2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-10 |
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