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2225 Lexington Road, Louisville, KY 40206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Client Services | Louisville | KY | 04/2015 | Present |
1) RESIDENTIAL REAL ESTATE LICENSE (IN ESCROW). HOME ADDRESS FOR 0 HRS/WK SINCE 1/2003 2) INSURANCE SALES, VARIOUS CARRIERS, DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS. 2225 LEXINGTON RD, LOUISVILLE, KY 40206. NON-INVESTMENT RELATED. FOR 10 HRS/MONTH DURING TRADING TIME. START 4/15/15 3) The Wealth Planning Company, investment-related, 2225 Lexington Road, Louisville, KY 40206, DBA for PCS business, start date 06/01/2023, Financial Advisor, 160 hours/mo during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-07 |
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