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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2015-09-08 |
| WA | RA | APPROVED | 2015-08-26 |
| CO | RA | APPROVED | 2015-08-25 |
| OH | RA | APPROVED | 2015-08-21 |
| CA | RA | APPROVED | 2015-08-07 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
5973 Avenida Encinas, Suite 304, Carlsbad, CA 92008 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Carlsbad | CA | 06/2015 | Present |
| Global Retirement Partners Llc | Carlsbad | CA | 02/2015 | Present |
| Hub International, Inc. | Chicago | IL | 09/2019 | Present |
1. 6/18/2015 - GRP Financial - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 10/01/2014 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 9/15/2015 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - START DATE: 05/01/2015 TIME SPENT 100%. 3. 9/12/2019 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 09/15/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB is buying the RIA. Role will remain the same but will now be an employee of HUB International. 4. 4/15/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 1/1/2021 - Advisor will service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-05 |
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