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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-06
AZ RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2024-08-06
  • AZ RA
    APPROVED
    Since 2023-06-29

Branch Locations

291 S Main Street Suite G-3, Yuma, AZ 85364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group San Diego CA 04/2008 08/2019
Transamerica Financial Advisors, Inc San Diego CA 01/2012 08/2019
Greater Hope Ministries Yuma AZ 10/2017 03/2020
Thrivent Investment Management Inc Yuma AZ 02/2020 12/2022
Thrivent Financial Appleton WI 03/2020 06/2020
Thrivent Financial Appleton WI 06/2020 12/2022
Cetera Wealth Services, Llc El Segundo CA 12/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2008 → 08/2019
    World Financial Group
    San Diego, CA
  • 01/2012 → 08/2019
    Transamerica Financial Advisors, Inc
    San Diego, CA
  • 10/2017 → 03/2020
    Greater Hope Ministries
    Yuma, AZ
  • 02/2020 → 12/2022
    Yuma, AZ
  • 03/2020 → 06/2020
    Thrivent Financial
    Appleton, WI
  • 06/2020 → 12/2022
    Thrivent Financial
    Appleton, WI
  • 12/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2007; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: EDEN WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INVESTMENT SERVICES; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-10
S63 Uniform Securities Agent State Law Examination 2008-05-29
  • S65 Uniform Investment Adviser Law Examination
    2009-10-10
  • S63 Uniform Securities Agent State Law Examination
    2008-05-29
Other Names
  • Michael Edgar Weiser
  • Michael Weiser

View on SEC IAPD

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