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Aries Chinsio

J.P. Morgan Securities LLC

Santa Barbara, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-20
  • CA RA
    APPROVED
    Since 2022-04-20

Branch Locations

3768 State Street, Santa Barbara, CA 93105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Santa Barbara CA 08/2014 04/2022
Wells Fargo Clearing Services, Llc Santa Barbara CA 10/2014 04/2022
J.P. Morgan Securities Llc Santa Barbara CA 04/2022 Present
Jpmorgan Chase Bank, N.A. Santa Barbara CA 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-12
S63 Uniform Securities Agent State Law Examination 2010-04-23
  • S65 Uniform Investment Adviser Law Examination
    2020-10-12
  • S63 Uniform Securities Agent State Law Examination
    2010-04-23
Other Names
  • Aries Chinsio
  • Aries Reyes Chinsio

View on SEC IAPD

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SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
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