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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-01
TX RA APPROVED 2025-05-01
  • CA RA
    APPROVED
    Since 2025-05-01
  • TX RA
    APPROVED
    Since 2025-05-01

Branch Locations

3812 Sepulveda Blvd Ste 480, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc Rockville MD 03/2008 05/2025
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Torrance CA 05/2025 Present
  • 03/2008 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 05/2025 → Present
    Torrance, CA
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Rockville, MD
    Torrance, CA
  • 2008-05-28 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Meridian, ID
    Torrance, CA
Other Businesses

1. 05/2025- Larry Takahashi- Teacher Paid by School or University- Not INV Related- At Reported Business Location(s)- Start date 11/01/2008- 2 Hours Per Month 2. 05/2025- Larry Takahashi- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/2007- 10 Hours Per Month- 5 Hours During Trading 3. 05/2025- Larry Takahashi Financial Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/25/2009- 150 Hours Per Month- 85 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-27
  • S66 Uniform Combined State Law Examination
    2008-05-27
Designations

View on SEC IAPD

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