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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities, Llc | Fairfield | CT | 07/2019 | 10/2021 |
| Jp Morgan Chase Bank, N.A. | Fairfield | CT | 07/2019 | 10/2021 |
| Jp Morgan Chase Bank, N.A. | Ridgefield | CT | 02/2006 | 07/2019 |
| Jpmorgan Chase Bank, N.A. | Wilton | CT | 10/2021 | Present |
| J.P. Morgan Securities Llc | Wilton | CT | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-05 |
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