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Laura Grace Abels

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2013-07-03
TX RA APPROVED 2013-07-03
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2013-07-03
  • TX RA
    APPROVED
    Since 2013-07-03

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith, Inc White Plains NY 07/2013 Present
Bank Of America, N.A. White Plains NY 09/2022 Present
  • 07/2013 → Present
    Merrill Lynch Pierce, Fenner & Smith, Inc
    White Plains, NY
  • 09/2022 → Present
    Bank Of America, N.A.
    White Plains, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-19
S63 Uniform Securities Agent State Law Examination 2009-09-16
  • S66 Uniform Combined State Law Examination
    2011-12-19
  • S63 Uniform Securities Agent State Law Examination
    2009-09-16
Other Names
  • Lavra Grace Abels

View on SEC IAPD

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Other Offices

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J.P. MORGAN SECURITIES LLC · West Harrison, NY
FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY

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