Best Investors Account Sign in
Inactive

Steven Bradley Stacey

Ep Wealth Advisors

Torrance, CA

Vancouver, WA

Claim This Profile
Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-05
OR RA APPROVED 2024-11-05
WA RA APPROVED 2021-02-09
  • CA RA
    APPROVED
    Since 2024-11-05
  • OR RA
    APPROVED
    Since 2024-11-05
  • WA RA
    APPROVED
    Since 2021-02-09

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

410 W 12Th St, Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Focus Financial Group, Llc Vancouver WA 02/2008 01/2021
Ep Wealth Advisors Torrance CA 01/2021 Present
  • 02/2008 → 01/2021
    New Focus Financial Group, Llc
    Vancouver, WA
  • 01/2021 → Present
    Ep Wealth Advisors
    Torrance, CA
Previous Registrations
  • 2008-04-23 → 2021-02-23
    Newfocus Financial Group, Llc
    Vancouver, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-22
  • S65 Uniform Investment Adviser Law Examination
    2008-04-22
Designations
Other Names
  • Brad Stacey

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
SOUTH BAY FINANCIAL PARTNERS
STRATOS WEALTH PARTNERS, LTD
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DAWN KIM
RYAN BOMERSBACK
Jordan Luke Opre
LISA MARIE QUARTARONE
MARTHA P HOLLADAY
Marc E Myers
NICOLE ELIZABETH NOVALES
Gilberto Alvarez

Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

More in Torrance, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor