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David N Chavez

J.P. Morgan Securities LLC

Las Vegas, NV

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-14
NV RA APPROVED 2021-04-02
  • TX RA
    APPROVED
    Since 2026-06-14
  • NV RA
    APPROVED
    Since 2021-04-02

Branch Locations

7965 Blue Diamond Rd, Las Vegas, NV 89178 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Henderson NV 11/2013 11/2017
Bancwest Investment Services, Inc. Las Vegas NV 11/2017 03/2021
Bank Of The West Las Vegas NV 11/2017 03/2021
Jp Morgan Chase Bank, N.A. Las Vegas NV 03/2021 Present
Jp Morgan Securities, Llc Las Vegas NV 03/2021 Present
  • 11/2013 → 11/2017
    Ameriprise Financial Services, Inc.
    Henderson, NV
  • 11/2017 → 03/2021
    Bancwest Investment Services, Inc.
    Las Vegas, NV
  • 11/2017 → 03/2021
    Bank Of The West
    Las Vegas, NV
  • 03/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Las Vegas, NV
  • 03/2021 → Present
    Jp Morgan Securities, Llc
    Las Vegas, NV
Previous Registrations
  • 2017-12-06 → 2021-03-17
    Bancwest Investment Services, Inc.
    Henderson, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2013-11-19 → 2017-11-28
    Ameriprise Financial Services, Llc
    Henderson, NV
    Las Vegas, NV
  • 2011-07-29 → 2012-05-01
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Las Vegas, NV
  • 2010-01-11 → 2010-06-17
    Td Ameritrade, Inc.
    Beverly Hills, CA
  • 2010-01-11 → 2010-06-17
    Td Ameritrade Investment Management, Llc
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-18
  • S66 Uniform Combined State Law Examination
    2009-11-18
Designations
Other Names
  • David N Chavez
  • David Chavez
  • David Nicholas Chavez

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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