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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-27
KY RA APPROVED 2025-06-16
  • TX RA
    APPROVED
    Since 2025-06-27
  • KY RA
    APPROVED
    Since 2025-06-16

Branch Locations

297 N Hubbards Ln 2Nd & 3Rd Fl, Louisville, KY 40207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjb Hilliard Wl Lyons Llc Louisville KY 03/2015 09/2017
J.J.B. Hilliard W.L. Lyons Llc Lousivlle KY 09/2017 09/2018
Jjb Hilliard Wl Lyons Llc Louisville KY 09/2018 11/2020
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 11/2020
Baird Louisville KY 03/2015 11/2020
Michael Bush Louisville KY 11/2020 05/2025
Northwestern Mutual Investment Services Llc Louisville KY 11/2020 05/2025
Dylan James Cole Louisville KY 01/2025 05/2025
Wells Fargo Clearing Services, Llc Louisville KY 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-09
  • S66 Uniform Combined State Law Examination
    2009-04-09
Designations
Other Names
  • Christina M. Patten
  • Christina Marie Patten
  • Christina Marie Patten
  • Christina Marie Patten
  • Christina Marie Harmon

View on SEC IAPD

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