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Nathan W Rainbolt

Fifth Third Securities, Inc.

Louisville, KY

Louisville, KY

Louisville, KY

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-12-18
IN RA APPROVED 2017-12-05
  • KY RA
    APPROVED
    Since 2017-12-18
  • IN RA
    APPROVED
    Since 2017-12-05

Branch Locations

2000 Bardstown Road, Louisville, KY 40205 • United States

5393 New Cut Road, Louisville, KY 40214 • United States

5200 Dixie Highway, Louisville, KY 40216 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
German American Bancorp Floyds Knobs IN 08/2016 Present
German American Investments Floyds Knobs IN 08/2016 11/2017
Fifth Third Securities Louisville KY 11/2017 Present
  • 08/2016 → Present
    German American Bancorp
    Floyds Knobs, IN
  • 08/2016 → 11/2017
    German American Investments
    Floyds Knobs, IN
  • 11/2017 → Present
    Fifth Third Securities
    Louisville, KY
Previous Registrations
  • 2016-08-29 → 2017-12-14
    Lpl Financial Llc
    Floyds Knobs, IN
    Floyds Knobs, IN
    Jasper, IN
    Sellersburg, IN
  • 2014-07-02 → 2016-08-30
    Investment Centers Of America, Inc.
    Appleton, WI
    Floyds Knobs, IN
    Jeffersonville, IN
    Charlestown, IN
    Sellersburg, IN
    New Albany, IN
    Seymour, IN
    Hanover, IN
    North Vernon, IN
    Madison, IN
  • 2011-03-02 → 2014-07-08
    U.S. Bancorp Investments, Inc.
    Louisville, KY
    Louisville, KY
    Louisville, KY
  • 2010-05-05 → 2011-02-15
    Chase Investment Services Corp.
    Corydon, IN
    Louisville, KY
    Jeffersonville, IN
    Louisville, KY
    Jeffersonville, IN
    Jeffersonville, IN
    Louisville, KY
Other Businesses

Nathan Rainbolt Homes LLC - Palmyra, OH 47164 - owner/landlord - 2 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-30
S63 Uniform Securities Agent State Law Examination 2008-02-22
  • S66 Uniform Combined State Law Examination
    2010-04-30
  • S63 Uniform Securities Agent State Law Examination
    2008-02-22
Other Names
  • Nathan W Rainbolt
  • Nathan William Rainbolt

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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