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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2011-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Louisville | KY | 12/2011 | Present |
| J Daniel Rivers | Louisville | KY | 11/2012 | Present |
| Midwestern Pet Foods | Evansville | IN | 01/2013 | 01/2020 |
MIDWESTERN PET FOODS, 934 HIDDEN ROAD, EVANSVILLE, IN, NOT INVESTMENT-RELATED, PET FOOD PRODUCTS, START DATE 01/05/2013, 21-40 HOURS PER MONTH, 0-5 HOURS DURING TRADING HOURS, MARKETING PET FOOD PRODUCTS FROM WHOLESALERS IN LOCAL RETAIL STORES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-01 |
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