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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1790 38Th St Ste 101, Boulder, CO 80301 • United States

Financial Steward Associates, Llc

1790 38Th Street Ste 101, Boulder, CO 80301 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-01-16
  • CO RA
    APPROVED
    Since 2017-01-16

Branch Locations

1790 38Th Street Ste 101, Boulder, CO 80301 • United States

2919 Valmont Road Ste 109, Boulder, CO 80301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Boulder CO 04/2013 Present
Financial Steward Associates Boulder CO 04/2013 03/2025
  • 04/2013 → Present
    Boulder, CO
  • 04/2013 → 03/2025
    Financial Steward Associates
    Boulder, CO
Other Businesses

1. 06/16/2016 - FINANCIAL STEWARD ASSOCIATES, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ BOULDER, CO. 2. 1/13/2017 - Financial Steward Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 01/10/2017 - 20 Hours Per Month/1 Hour During Securities Trading - 20 Hours Per Month/1 Hour During Securities Trading - I provide financial planning and consulting services through Financial Steward Associates, an independent investment advisor firm. I started this business activity in Jan, 2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 7/22/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 6/18/2021 - 1 Hours Per Month/1 Hours During Securities Trading - Sell and/or service fixed annuities with no variable or securities component.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-03-23
  • S63 Uniform Securities Agent State Law Examination
    2017-03-23
Designations
Other Names
  • Heather Sebastian
  • Heather Ann Sebastian

View on SEC IAPD

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