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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
1790 38Th Street Ste 101, Boulder, CO 80301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-01-16 |
Branch Locations
1790 38Th Street Ste 101, Boulder, CO 80301 • United States
2919 Valmont Road Ste 109, Boulder, CO 80301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Boulder | CO | 04/2013 | Present |
| Financial Steward Associates | Boulder | CO | 04/2013 | 03/2025 |
1. 06/16/2016 - FINANCIAL STEWARD ASSOCIATES, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ BOULDER, CO. 2. 1/13/2017 - Financial Steward Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 01/10/2017 - 20 Hours Per Month/1 Hour During Securities Trading - 20 Hours Per Month/1 Hour During Securities Trading - I provide financial planning and consulting services through Financial Steward Associates, an independent investment advisor firm. I started this business activity in Jan, 2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 7/22/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 6/18/2021 - 1 Hours Per Month/1 Hours During Securities Trading - Sell and/or service fixed annuities with no variable or securities component.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-03-23 |
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