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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-02 |
| IN | RA | APPROVED | 2022-11-18 |
| TX | RA | APPROVED | 2022-11-18 |
Branch Locations
101 Bullitt Lane, Suite 201, Louisville, KY 40222 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Lousiville | KY | 01/2008 | 11/2022 |
| Securities America Advisors, Inc | Louisville | KY | 03/2008 | 11/2022 |
| Lpl Financial Llc | Louisville | KY | 11/2022 | Present |
1) 10/2022- Sequoia Advisor Group- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 10/2022- Sequoia Advisor Group- Non-Variable Insurance- Agent selling Term Insurance - inv. related- Louisville, KY- start date 5/01/2005- 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-03 |
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