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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-02-12
  • CO RA
    APPROVED
    Since 2014-02-12

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

6501 S. Fiddler's Green Circle #100, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usi Advisors Inc Irvine CA 02/2014 Present
Usi Consulting Group Irvine CA 02/2014 Present
Usi Securities Inc Irvine CA 02/2014 Present
  • 02/2014 → Present
    Usi Advisors Inc
    Irvine, CA
  • 02/2014 → Present
    Usi Consulting Group
    Irvine, CA
  • 02/2014 → Present
    Usi Securities Inc
    Irvine, CA
Previous Registrations
  • 2012-04-26 → 2014-02-19
    Aliso Viejo, CA
  • 2011-03-01 → 2012-03-08
    Van Gilder Retirement Solutions, Llc
    Denver, CO
  • 2008-01-29 → 2010-12-21
    Financial Telesis Inc
    Denver, CO
    Denver, CO
    San Rafael, CA
    San Rafael, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-28
  • S66 Uniform Combined State Law Examination
    2008-01-28

View on SEC IAPD

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