Richard Keith Hazelbaker

Current Employers

Employment History

• 02/1999 → Present
  R. Keith Hazelbaker Enterprises, Inc.
  Louisville, KY
• 09/2015 → 07/2019
  Neidiger Tucker Bruner Inc
  Englewood, CO
• 07/2019 → Present
  Western Wealth Management
  Louisville, KY

Previous Registrations

• 2015-09-30 → 2019-07-15
  Ntb Financial Corporation
  Louisville, KY
  Highlands Ranch, CO
• 2012-03-26 → 2016-01-14
  Mah Investment Management
  Louisville, KY
• 2014-01-13 → 2016-01-04
  Dynasty Capital Management, Inc
  Louisville, KY
• 2010-10-20 → 2011-12-31
  Dynasty Capital Management, Inc
  Louisville, KY
  Englewood, CO
• 2010-01-26 → 2010-12-13
  Much Wealth Management, Inc.
  Southlake, TX
• 2008-01-09 → 2010-02-19
  Merit National Fund Advisors, Llc
  Somerset, KY

Other Businesses

1. INDEPENDENT LICENSED INSURANCE AGENT, R. KEITH HAZELBAKER ENTERPRISES INC./SENIOR RETIREMENT SERVICES. START DATE 11/06. NON-INVESTMENT RELATED. APPROX 60% OF COMPENSATION. TIME SPENT: 100 HOURS PER MONTH, 80 HOURS PER MONTH DURING BUSINESS TRADING HOURS. 2. R.KEITH HAZELBAKER VENTURES INC./PROHIBITION CRAFT SPIRITS/PCS DISTILLING COMPANY. 436 BAXTER AVE, LOUISVILLE, KY 40209 OWNER/PRESIDENT, NON-INVESTMENT RELATED, NO COMPENSATION, NO INCOME. TIME SPENT: 120 HOURS PER MONTH, 40 HOURS PER MONTH DURING BUSINESS TRADING HOURS. 3.REAL ESTATE RENTAL PROPERTY. START DATE 8/2010. NON-INVESTMENT RELATED. 8% OF COMPENSATION, NO TIME SPENT. 4. FINANCIAL PLANNING CONCEPTS, REGISTERED INVESTMENT ADVISOR DBA, INVESTMENT RELATED, START DATE 12/30/19, 60 HOURS PER MONTH WILL BE SPENT, ALL DURING TRADING HOURS.

Designations