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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-07
  • CA RA
    APPROVED
    Since 2019-03-07

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 10/2007 07/2017
Bank Of America Pasadena CA 07/2017 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 02/2019 Present
Bank Of America, Na Los Angeles CA 02/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-08
  • S66 Uniform Combined State Law Examination
    2008-04-08
Other Names
  • Amy Jean Duvall
  • Amy J Duvall

View on SEC IAPD

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